0000895345-13-000295.txt : 20131213 0000895345-13-000295.hdr.sgml : 20131213 20131212185335 ACCESSION NUMBER: 0000895345-13-000295 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20131213 DATE AS OF CHANGE: 20131212 GROUP MEMBERS: GOLDMAN SACHS & CO. GROUP MEMBERS: GS DIRECT L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33308 FILM NUMBER: 131274678 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 SC 13D/A 1 ds13da2-griffon_gsgroup.htm ds13da2-griffon_gsgroup.htm

 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
 
(Amendment No. 2)*
 
Under the Securities Exchange Act of 1934
 

 
Griffon Corporation 
(Name of Issuer)
 
Common Stock, par value $0.25 per share 
(Title of Class of Securities)
 
398433102
(CUSIP Number)
 
Ben I. Adler, Esq.
Goldman, Sachs & Co.
200 West Street
New York, New York 10282-2198
(212) 902-1000

 
With a copy to:
 

Robert C. Schwenkel, Esq.
David L. Shaw, Esq.
Fried, Frank, Harris, Shriver & Jacobson LLP
One New York Plaza
New York, New York 10004
(212) 859-8000

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
December 10, 2013
(Date of Event which Requires Filing of this Statement)
 
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. 
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 
 
 
 
 
 
 
 
CUSIP No. 398433102
SCHEDULE 13D
 
 
 
 
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
    The Goldman Sachs Group, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                              (a) o
                                              (b) o
 
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
        AF; OO
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                o
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
SHARES
7
SOLE VOTING POWER
 
17,087
 
BENEFICIALLY
OWNED BY
8
SHARED VOTING POWER
 
5,799,355
 
EACH
REPORTING
9
SOLE DISPOSITIVE POWER
 
                17,087
 
PERSON
WITH
10
SHARED DISPOSITIVE POWER
 
5,799,355
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
           5,816,442
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                  o
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
           10.7%
 
14
TYPE OF REPORTING PERSON
         
            HC-CO
 

 
 
 
 
 
 
 
 
 
CUSIP No. 398433102
SCHEDULE 13D
 
 
 
 
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
    Goldman, Sachs & Co.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                              (a) o
                                              (b) o
 
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF; WC
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                x
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
New York
 
NUMBER OF
SHARES
7
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
8
SHARED VOTING POWER
 
5,799,355
 
EACH
REPORTING
9
SOLE DISPOSITIVE POWER
 
                0
 
PERSON
WITH
10
SHARED DISPOSITIVE POWER
 
5,799,355
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
           5,799,355
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                  o
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
           10.6%
 
14
TYPE OF REPORTING PERSON
         
            BD-PN-IA
 

 
 
 
 
 
 
 
 
 
CUSIP No. 398433102
SCHEDULE 13D
 
 
 
 
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
    GS Direct, L.L.C.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                              (a) o
                                              (b) o
 
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
WC
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                o
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
SHARES
7
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
8
SHARED VOTING POWER
 
5,555,556
 
EACH
REPORTING
9
SOLE DISPOSITIVE POWER
 
                0
 
PERSON
WITH
10
SHARED DISPOSITIVE POWER
 
5,555,556
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
           5,555,556
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                  o
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
           10.2%
 
14
TYPE OF REPORTING PERSON
         
            OO
 

 
 
 
 
 
 
This Amendment No. 2 (“Amendment No. 2”) supplements and amends certain information in the Schedule 13D filed on October 9, 2008, as amended by Amendment No. 1 filed on November 18, 2013 (the “Original 13D” and, together with this Amendment No. 2, the “Schedule 13D”), on behalf of The Goldman Sachs Group, Inc. (“GS Group”), Goldman, Sachs & Co. (“Goldman Sachs”) and GS Direct, L.L.C. (“GS Direct” and together with GS Group and Goldman Sachs, the “Reporting Persons”).1

Except as set forth below, all Items of the Schedule 13D remain unchanged. All capitalized terms not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13D.

ITEM 2.                      Identity and Background.

Item 2 of the Original 13D is hereby amended by replacing in their entirety Schedules I and II-B, incorporated therein by reference, with Schedules I and II-B, hereto, respectively, which Schedules I and II-B are incorporated herein by reference.

ITEM 4.                      Purpose of Transaction.

Item 4 of the Original 13D is hereby amended and supplemented by adding the following information:

On December 10, 2013, the Repurchase Transaction was consummated in accordance with the terms of the Repurchase Agreement, pursuant to which GS Direct sold an aggregate of 4,444,444 shares of Common Stock to the Issuer at a price of $11.25 per share, representing an aggregate purchase price equal to $50,000,000.

ITEM 5.                      Interests in Securities of the Issuer.
 
Item 5 of the Original 13D is hereby amended and restated in its entirety as follows:

(a)  All calculations of percentage ownership of the Common Stock set forth in this Schedule 13D are based upon a total of 54,579,191 shares of Common Stock outstanding, which is equal to (a) 59,023,635 shares of Common Stock, which were reported to be outstanding as of October 31, 2013 as disclosed in the Issuer’s annual report on Form 10-K for the fiscal year ended September 30, 2013 (the “10-K”), minus (b) 4,444,444 shares of Common Stock, which were purchased by the Issuer pursuant to the Repurchase Transaction (which purchased shares are not deemed to be outstanding pursuant to Section 13(d)(4) of the Securities Exchange Act of 1934, as amended).

As of the close of business on December 11, 2013, GS Group may be deemed to have beneficially owned 5,816,442 shares of Common Stock in the aggregate, consisting of (i) 8,333 shares of Common Stock granted to Bradley J. Gross, a managing director of Goldman Sachs, pursuant to the Issuer’s 2011 Equity Incentive Plan (the “Plan”), 5,000 shares of Common Stock granted to Gerald J. Cardinale, a former managing director of Goldman Sachs, pursuant to the Plan and 1,877 shares of Common Stock granted to each of Bradley J. Gross and Gerald J. Cardinale pursuant to the Issuer’s Outside Director Stock Award Plan, (ii) 5,555,556 shares of Common Stock beneficially owned indirectly by GS Group that were purchased by GS Direct pursuant to the Investment Agreement on the Closing Date as described in this Schedule 13D and continue to be held following the Repurchase Transaction and (iii) 243,799 shares of Common Stock acquired by Goldman Sachs or another wholly-owned broker or dealer subsidiary of GS Group in ordinary course trading activities, representing in the aggregate approximately 10.7% of the shares of Common Stock deemed to be outstanding (as calculated as described above based on the shares reported to be outstanding as of October 31, 2013 as disclosed in the Issuer’s 10-K, net of the shares purchased by the Issuer pursuant to the Repurchase Transaction).

As of the close of business on December 11, 2013, Goldman Sachs may be deemed to have beneficially owned 5,799,355 shares of Common Stock in the aggregate, consisting of (i) 5,555,556 shares of Common Stock beneficially owned indirectly by Goldman Sachs that were purchased by GS Direct pursuant to the Investment Agreement on the Closing Date as described in this Schedule 13D and continue to be held following the Repurchase Transaction and (ii) 243,799 shares of Common Stock acquired by Goldman Sachs or another wholly-owned broker or dealer subsidiary of GS Group in ordinary course trading activities, representing in the aggregate approximately 10.6% of the shares of Common Stock deemed to be outstanding (as calculated as described above based on the shares reported to be outstanding as of October 31, 2013 as disclosed in the Issuer’s 10-K, net of the shares purchased by the Issuer pursuant to the Repurchase Transaction).

As of the close of business on December 11, 2013, GS Direct may be deemed to have beneficially owned 5,555,556 shares of Common Stock that were purchased by GS Direct pursuant to the Investment Agreement on the Closing Date as described in this Schedule 13D and continue to be held following the Repurchase Transaction, representing approximately 10.2% of the shares of Common Stock deemed to be outstanding (as calculated as described above based on the shares reported to be outstanding as of October 31, 2013 as disclosed in the Issuer’s 10-K, net of the shares repurchased by the Issuer pursuant to the Repurchase Transaction).

In accordance with Securities and Exchange Commission Release No. 34-395538 (January 12, 1998) (the “Release”), this filing reflects the securities beneficially owned by certain operating units (collectively, the “Goldman Sachs Reporting Units”) of GS Group and its subsidiaries and affiliates (collectively, “GSG”). This filing does not reflect securities, if any, beneficially owned by any operating units of GSG whose ownership of securities is disaggregated from that of the Goldman Sachs Reporting Units in accordance with the Release. The Goldman Sachs Reporting Units disclaim beneficial ownership of the securities beneficially owned by (i) any client accounts with respect to which the Goldman Sachs Reporting Units or their employees have voting or investment discretion, or both, and (ii) certain investment entities of which the Goldman Sachs Reporting Units acts as the general partner, managing general partner or other manager, to the extent interests in such entities are held by persons other than the Goldman Sachs Reporting Units.

None of the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto may be deemed to beneficially own any shares of Common Stock other than as set forth herein.

(b) Each Reporting Person shares the power to vote or direct the vote and to dispose or direct the disposition of shares of Common Stock beneficially owned by such Reporting Person as indicated in this Schedule 13D.

(c) Schedule IV sets forth transactions in the Common Stock which were effected during the period from November 15, 2013 through December 11, 2013, all of which were effected in the ordinary course of business of Goldman Sachs or another wholly-owned broker or dealer subsidiary of GS Group.  The transactions in the Common Stock described in Schedule IV were effected on the New York Stock Exchange, other national security exchanges or the over-the-counter market.
 
Except for the entry into the Repurchase Agreement and the consummation of the Repurchase Transaction by GS Direct as described in this Schedule 13D and the transactions set forth on Schedule IV, no transactions in the Common Stock were effected by the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto, during the period from November 15, 2013 through December 11, 2013.

(d) Except for clients of Goldman Sachs or another investment advisor subsidiary of GS Group who may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares of Common Stock, if any, held in Managed Accounts, no other person is known by the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any shares of Common Stock beneficially owned by the Reporting Persons.

(e) Not applicable.
 
1
Neither the present filing nor anything contained herein shall be construed as an admission that any Reporting Person constitutes a “person” for any purpose other than for compliance with Section 13(d) of the Securities Exchange Act of 1934, as amended.
 
 
 
 
 
 
SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date: December 12, 2013


  THE GOLDMAN SACHS GROUP, INC.  
       
 
By:
/s/ Kevin P. Treanor  
    Name: Kevin P. Treanor   
    Title:   Attorney-in-fact  
       

 
  GOLDMAN, SACHS & CO.  
       
 
By:
/s/ Kevin P. Treanor  
    Name: Kevin P. Treanor   
    Title:   Attorney-in-fact  
       

 
 
GS DIRECT, L.L.C.
  
       
 
By:
/s/ Kevin P. Treanor  
    Name: Kevin P. Treanor   
    Title:   Attorney-in-fact  
       

 
 
 
 

SCHEDULE I

The name of each director of The Goldman Sachs Group, Inc. is set forth below.
 
The business address of each person listed below is c/o Goldman, Sachs & Co., 200 West Street, New York, NY 10282.
 
Each person is a citizen of the United States of America except for Claes Dahlback, who is a citizen of Sweden, Lakshmi N. Mittal, who is a citizen of India and Mark. E. Tucker, who is a citizen of Great Britain.  Adebayo O. Ogunlesi is also a citizen of Nigeria.  The present principal occupation or employment of each of the listed persons is set forth below.
 
Name
Present Principal Occupation
 
Lloyd C. Blankfein
Chairman of the Board and Chief Executive Officer of The Goldman Sachs Group, Inc.
   
Gary D. Cohn
President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
   
M. Michele Burns
Chief Executive Officer of the Retirement Policy Center
sponsored by Marsh & McLennan Companies, Inc.
   
Claes Dahlback
Senior Advisor to Investor AB and Foundation Asset Management
   
William W. George
Professor of Management Practice at the Harvard Business School
   
James A. Johnson
Chairman of Johnson Capital Partners
   
Lakshmi N. Mittal
Chairman and Chief Executive Officer of ArcelorMittal S.A.
   
Adebayo O. Ogunlesi
Chairman and Managing Partner of Global Infrastructure Partners
   
James J. Schiro
Former Chairman and Chief Executive Officer of Zurich Insurance Group Ltd.
   
Debora L. Spar
President of Barnard College
   
Mark Edward Tucker
Executive Director, Group Chief Executive Officer and President of AIA Group Limited
   
David A. Viniar
Former Chief Financial Officer of The Goldman Sachs Group, Inc.
 
 
 
 
 
 
 
SCHEDULE II-B

The name, position and present principal occupation of each executive officer of GS Direct, L.L.C. are set forth below.

The business address for all the executive officers listed below is c/o Goldman, Sachs & Co., 200 West Street, New York, New York 10282, except as follows: The business address of each of Philippe Camu James R. Garman, Martin A. Hintze, James H. Reynolds, Andrew E. Wolff, Matteo Botto Poala, Richard J. Butland, Matthias Hieber, Steffen Kastner, Philippe H. Lenoble, Peter R. Lyneham, Heather L. Mulahasani, Jan Petzel, Richard Spencer, Michele Titi-Cappelli, Michael M. Furth,  Penny McSpadden and Gregg R. Lemkau  is Peterborough Court, 133 Fleet Street, London EC4A 2BB, England. The business address of each of Stephanie Hui, Sean Fan, Wanlin Liu and Richard Zhu is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong Kong. The business address of each of Joseph P. DiSabato, Peter J. Perrone,  Raheel Zia, George C. Lee, Stuart N. Bernstein, and Radford Small a is 555 California Street, San Francisco, CA 94104.  The business address of each of Thomas Ferguson and Patrick Tribolet is 6011 Connection Drive, Irving, TX  75039.  The business address of each of Ankur Sahu and Vishal Bakshi is Rational House, 951-A, Appasaheb Marathe Marg, Prabhadevi, Mumbai 400 025, India.  The business address of Steven R. Sher is Level 42, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000, Australia.  The business address of each of Tianqing Li, Jean Qing Liu, Richard Zhu is Winland International Center, 7 Finance Street, Xicheng District, Beijing 100033, People’s Republic of China.  The business address of  each of  Steven M. Bunson, Mitchell S. Weiss, Jason Levesque and Mark G. Riemann  is 30 Hudson Street, Jersey city, NJ  07302-4699.

All executive officers listed below are United States citizens, except as follows: James H. Reynolds is a citizen of France; Adrian M. Jones and Michael M. Furth are citizens of Ireland; Martin Hintze, Steffen Kastner, Jan Petzel and Oliver Thym are citizens of Germany; Julian C. Allen, Richard J. Butland, Stephanie Hui, Heather L. Mulahasani, Steven R. Sher. Richard Spencer and Raheel Zia are citizens of the United Kingdom; Philippe Camu and Philippe H. Lenoble are citizens of Belgium; Matteo Botto Poala and Michele Titi-Cappelli are citizens of Italy; Ankur Sahu and Vishal Bakshi are citizens of India, Peter Lyneham and Mark Lucas are  citizens of Australia, Nicole Agnew is a citizen of Canada, Matthias Hieber is a citizen of Austria, Sean Fan is a citizen of the People’s Republic of China and Jean Qing Liu, Wanlin Liu, Tianquing Li and  Richard Zhu are citizens of the People’s Republic of China (Hong Kong permanent resident).
 
 
Name
Position
Present Principal Occupation
Richard A. Friedman
Director and President
Managing Director of Goldman, Sachs & Co.
Philippe Camu
Vice President
Managing Director of Goldman Sachs International
Thomas G. Connolly
Vice President
Managing Director of Goldman, Sachs & Co.
Jack F. Daly
Vice President
Managing Director of Goldman, Sachs & Co.
Joseph P. DiSabato
Vice President
Managing Director of Goldman, Sachs & Co.
Elizabeth C. Fascitelli
Vice President and Treasurer
Managing Director of Goldman, Sachs & Co.
James R. Garman
Vice President
Managing Director of Goldman Sachs International
Bradley J. Gross
Vice President
Managing Director of Goldman, Sachs & Co.
Martin A. Hintze
Vice President
Managing Director of Goldman Sachs International
Stephanie Hui
Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
Adrian M. Jones
Vice President
Managing Director of Goldman, Sachs & Co.
Alan S. Kava
Vice President
Managing Director of Goldman, Sachs & Co.
Michael E. Koester
Vice President
Managing Director of Goldman, Sachs & Co.
Scott Lebovitz
Vice President
Managing Director of Goldman, Sachs & Co.
Sanjeev K. Mehra
Vice President
Managing Director of Goldman, Sachs & Co.
Kenneth A. Pontarelli
Vice President
Managing Director of Goldman, Sachs & Co.
Sumit Rajpal
Vice President
Managing Director of Goldman, Sachs & Co.
James H. Reynolds
Vice President
Managing Director of Goldman Sachs International
Ankur Sahu
Vice President
Managing Director of Goldman Sachs (India) Securities Private Limited
Andrew E. Wolff
Vice President
Managing Director of Goldman Sachs International
Nicole Agnew
Vice President
Managing Director of Goldman, Sachs & Co.
Julian C. Allen
Vice President
Managing Director of Goldman, Sachs & Co.
Vishal Bakshi
Vice President
Managing Director of Goldman Sachs (India) Securities Private Limited
Matteo Botto Poala
Vice President
Managing Director of Goldman Sachs International
Richard J. Butland
Vice President
Managing Director of Goldman Sachs International
T.J. Carella
Vice President
Managing Director of Goldman, Sachs & Co.
David Castelblanco
Vice President
Managing Director of Goldman, Sachs & Co.
Christopher A. Crampton
Vice President
Managing Director of Goldman, Sachs & Co.
Sean Fan
Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
Thomas Ferguson
Vice President
Managing Director of Goldman, Sachs & Co.
Jeffrey M. Fine
Vice President
Managing Director of Goldman, Sachs & Co.
Charles H. Gailliot
Vice President
Managing Director of Goldman, Sachs & Co.
Matthias Hieber
Vice President
Managing Director of Goldman Sachs International
Jonathan Hunt
Vice President
Managing Director of Goldman, Sachs & Co.
Walt Jackson
Vice President
Managing Director of Goldman, Sachs & Co.
Steffen Kastner
Vice President
Managing Director of Goldman Sachs International
Philippe H. Lenoble
Vice President
Managing Director of Goldman Sachs International
Tianqing Li
Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
Jean Qing Liu
Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
Wanlin Liu
Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
Peter R. Lyneham
Vice President
Managing Director of Goldman Sachs International
Heather L. Mulahasani
Vice President
Managing Director of Goldman Sachs International
Eric Muller
Vice President
Managing Director of Goldman, Sachs & Co.
Elizabeth A. Overbay
Vice President
Managing Director of Goldman, Sachs & Co.
Edward Pallesen
Vice President
Managing Director of Goldman, Sachs & Co.
Peter J. Perrone
Vice President
Managing Director of Goldman, Sachs & Co.
Jan Petzel
Vice President
Managing Director of Goldman Sachs International
Steven R. Sher
Vice President
Managing Director of Goldman Sachs Australia Pty Ltd.
Richard Spencer
Vice President
Managing Director of Goldman Sachs International
Michele Titi-Cappelli
Vice President
Managing Director of Goldman Sachs International
Oliver Thym
Vice President
Managing Director of Goldman, Sachs & Co.
Peter Vermette
Vice President
Managing Director of Goldman, Sachs & Co.
Peter A. Weidman
Vice President
Managing Director of Goldman, Sachs & Co.
Richard Zhu
Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
Raheel Zia
Vice President
Managing Director of Goldman, Sachs & Co.
John E. Bowman
Vice President
Managing Director of Goldman, Sachs & Co.
Michael M. Furth
Vice President
Managing Director of Goldman Sachs International
Eric Goldstein
Vice President and Secretary
Managing Director of Goldman, Sachs & Co.
Penny McSpadden
Vice President
Managing Director of Goldman Sachs International
Laurie E. Schmidt
Vice President
Managing Director of Goldman, Sachs & Co.
Patrick Tribolet
Vice President
Managing Director of Goldman, Sachs & Co.
Anthony Cacioppo
Vice President
Vice President of Goldman, Sachs & Co.
Kathryn Ford
Vice President
Vice President of Goldman, Sachs & Co.
Tracy Sellers
Vice President
Vice President of Goldman, Sachs & Co.
Clayton Wilmer
Vice President
Vice President of Goldman, Sachs & Co.
Mark Lucas
Vice President, Assistant Secretary & General Counsel
Vice President of Goldman, Sachs & Co.
Mitchell S. Weiss
Vice President & Assistant Treasurer
Managing Director of Goldman, Sachs & Co.
Jason Levesque
Vice President & Assistant Treasurer
Vice President of Goldman, Sachs & Co.
Mark G. Riemann
Vice President & Assistant Treasurer
Vice President of Goldman, Sachs & Co.
Anthony J. Noto
Vice President
Managing Director of Goldman, Sachs & Co.
Gregg R. Lemkau
Vice President
Managing Director of Goldman Sachs International
George C. Lee
Vice President
Managing Director of Goldman, Sachs & Co.
Jeffrey W. Schroeder
Vice President
Managing Director of Goldman, Sachs & Co.
Stuart N. Bernstein
Vice President
Managing Director of Goldman, Sachs & Co.
Brian W. Bolster
Vice President
Managing Director of Goldman, Sachs & Co.
Radford Small
Vice President
Managing Director of Goldman, Sachs & Co.
Elizabeth E. Robinson
Vice President
Managing Director of Goldman, Sachs & Co.
Steven M. Bunson
Vice President
Managing Director of Goldman, Sachs & Co.
Donal Earl
Vice President
Vice President of Goldman, Sachs & Co.
Randy A. Stuzin
Vice President
Managing Director of Goldman, Sachs & Co.
 
 
 
 
 
SCHEDULE IV

Purchase (P)/ Sale(S)
Shares
Price
Date
S
281
12.84
12/2/2013
P
113
12.84
12/2/2013
P
168
12.84
12/2/2013